OUR SERVICES

Personal Business BACK TO PAGE
Background

Regulatory

Our team of highly experienced specialists act for individuals and companies offering a suite of regulatory advice and services.

Many of our clients have complex legal issues often requiring the help of multiple lawyers from different departments such as our commercial corporate, data protection, and litigation specialists. This cross-departmental approach means you will receive the advice from multiple legal experts who have the experience and skills to guide you through the process to achieve a positive outcome for you and your business.

We advise on all aspects of:

Governance, risk and compliance relating to SRA and FCA

Regulation including:

  • Governance structure and approach
  • Management of risk
  • Application of regulatory requirements specific to your business

Advice on policy, procedure and process to enable a high standard of business practices, allowing you to feel confident that your business meets your regulators requirements

Expert advice on application of regulators to specific situations you may find yourself / your business in.

General and ongoing regulatory advice

Implementing governance / risk and compliance practices

Managing solutions to ad-hoc issues

For more information, contact Holly Heath here

Holly Heath

Solicitor and Compliance Officer for Legal Practice

Legal 500 2019 etas shortlisted

CQS Lexcel Cyber Essentials Plus SRA